Timothy E. Taggart is the owner and president of World Capital Brokerage, Inc. (WCB). He has enjoyed over 20 years in the securities business in such areas as Financial Principal, Compliance Officer, Options Principal and Municipal Principal. He has held the responsibility of day‐to‐day operation of a brokerage firm as well as a mutual fund complex and has overseen the marketing of both.

Michael L. Gaughan is a 20 year employee of World Capital Brokerage, Inc. serving as vice president and corporate secretary. Mr. Gaughan is responsible for World Capital Brokerage Inc.'s regulatory filings.  Mr. Gaughan is registered as an Operations Professional.

Patricia Blum is World Capital Brokerage, Inc.’s Vice‐President. Ms. Blum has been with World Capital Brokerage, Inc. since 2001. A graduate from Columbia College in Chicago, Ms. Blum is registered as a Limited Principal. She is responsible for the day-to-day operations of the Broker Dealer.