$0.00
to $50,000.00
$50,000.00 to $150,000.00
$1500,000.00 to $250,000.00
$250,000.00 to $500,000.00
$500,000.00 to $1,000,000.00
$1,000,000.00 and above
50%
75%
85%
90%*
92%*
95%*
*
Representative must be a fully functional OSJ to receive a 90% or higher
commission.
FINRA
FINRA Registration
Fee/Termination Fee
FINRA Maintenance
Fee
Fingerprint Fee
Fidelity Bond
E&O
Annual Compliance
Fee
Background**
$ 125.00
$172.50
$ 73.50
$ 240.00
$ 1075.00
$ 550.00
$ 128.00
State
Fees start at $10 and increase from there.
For a complete list of fees please consult your contracts.
All fees are subject to change.
**Additional Background fees for residents of NY and FL.